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09.00 – 12.30 Regulatory Evolution and Market Turmoil
09:00 – 09:40 1. Overview and Perspective on Current Regulatory Conditions David M. Becker, Partner, Cleary, Gottlieb, Steen & Hamilton, Washington, DC Edward F. Greene, General Counsel, Citi Markets & Banking, Citi, New York City
2. Keynote on Regulatory Evolution, Market Turmoil and the EU David J. Wright, Deputy Director General, DG Internal Market and Services, European Commission, Brussels
09:40 – 10:40 3. Global Fallout from the Credit Crunch > The Treasury Department’s Blueprint for a Modernized Regulatory Structure > Regulation of investment banks in the aftermath of the Bear Stearns collapse > Law enforcement response to the subprime collapse > Sovereign wealth funds: saviors or threat? Moderator: David M. Becker, Partner, Cleary Gottlieb Steen & Hamilton LLP, Washington, DC Panel: Bradley Gans, General Counsel, Europe, Middle East and Africa, Citi Markets and Banking, London Robert F. Hoyt, General Counsel, United States Department of the Treasury, Washington, DC Margaret Rowe, Director, Investments Legal Team, Fidelity Investments, London Barry M. Sabin, Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice, Washington, DC Cheryl Scarboro, Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission, Washington, DC David J. Wright, Deputy Director General, DG Internal Market and Services, European Commission, Brussels
10:40 – 11:00 BREAK
11:00 – 11:50 4. Mutual Recognition > SEC, EU, FSA > What areas do Mutual Recognition address? For example, exchanges and markets, broker-dealer activity, offering > What are alternatives to Mutual Recognition > How workable is an approach based on Mutual Recognition? Moderator: Edward F. Greene, General Counsel, Citi Markets & Banking, Citi, New York City Panel: Eric Sirri, Director, Division of Market Regulation, U.S. Securities and Exchange Commission, Washington, DC David J. Wright, Deputy Director General, DG Internal Market and Services, European Commission, Brussels Paul Wright, Head, International Strategy & Policy Co-ordination, Financial Services Authority, London
11.50 – 12.50 5. IFRS and Current Financial Reporting Issues > Global Accounting Standards: The elimination of US GAAP reconciliation for FPIs using IFRS > The problem of jurisdictional variations: EU IFRS vs. IASB IFRS – what is plan b? > Other problem areas under the SEC proposal > Will more foreign issuers use U.S. markets? > Use of IFRS by US companies including transition issues > New proposed SEC disclosure and reporting procedures for FPIs Moderator: Steven Skalak, Partner, PricewaterhouseCoopers LLP, New York City Panel: Wayne Carnall, Associate Director (Chief Accountant), Division of Corporation Finance, U.S. Securities and Exchange Commission, Washington, DC Edward F. Greene, General Counsel, Citi Markets & Banking, Citi, New York City Gary Kabureck, Corporate Vice President and Chief Accounting Officer, Xerox Corporation, Stamford, CT Tom Troubridge, Partner, Head of London Capital Markets, PricewaterhouseCoopers LLP, London
12.50. – 14.00 Lunch and Keynote > The Global Marketplace and Regulatory Change Catherine R. Kinney, President and Co-Chief Operating Officer, NYSE EURONEXT, Paris, France
14.00 – 17.30 Companies Under Pressure
14.00 – 15.30 6. Global Focus on Anti-Corruption and FCPA: How are UK and EU Companies Responding? > Enforcement priorities – SEC > Internal investigations > Litigation priorities > Remediation and compliance strategies Moderator: Andrew Gordon, Partner, PricewaterhouseCoopers LLP, London Panel: Lawrence Byrne, Partner, Linklaters LLP, New York City Alan R. Crain, Jr., Senior Vice President and General Counsel, Baker Hughes Incorporated, Houston, TX Carlos Conceicao, Director of Regulatory Enforcement, Clifford Chance LLP, London David Esseks, Partner, Allen & Overy LLP, New York City Fredric “Ric” Firestone, Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission, Washington, DC Barry M. Sabin, Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice, Washington, DC
15.30 – 15.45 Break
15.45 – 17.15 7. Crime and Punishment > Extradition; resolution of Norris > Fraud review in UK > SFO investigation of “price fixing” Moderator: Grace Lamont, Partner, PricewaterhouseCoopers LLP, New York City Panel: Daniel Dooley, Consultant, Former Partner, PricewaterhouseCoopers LLP, New York City Alistair Graham, Partner, White and Case LLP, London Patricia Howse, Attorney General’s Office, London William F. Johnson, Chief, Securities and Commodities Fraud Task Force, U.S. Attorney's Office, Southern District of New York, New York City
Helen Mahy, Group Company Secretary and General
Counsel, National Grid plc, Jamie Symington, Head of Wholesale Enforcement, Financial Services Authority, London
17:15 – 17:30 Reception
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